Compliance & Regulation
Our commitment to regulatory compliance and best practices
Regulatory Framework
Tradechartly operates in compliance with applicable financial regulations and maintains licenses in multiple jurisdictions. We adhere to the highest standards of regulatory compliance to protect our users and maintain market integrity.
Know Your Customer (KYC)
We implement robust KYC procedures to verify user identities and prevent financial crimes. Our KYC process includes:
- Identity verification using government-issued documents
- Proof of address verification
- Enhanced due diligence for high-risk customers
- Ongoing monitoring and periodic reviews
Anti-Money Laundering (AML)
Our AML program is designed to detect and prevent money laundering activities:
- Transaction monitoring and suspicious activity reporting
- Source of funds verification
- Sanctions screening against global watchlists
- Regular AML training for staff
Counter-Terrorist Financing (CTF)
We maintain strict controls to prevent the use of our platform for terrorist financing activities, including screening against international sanctions lists and monitoring for suspicious patterns of activity.
Data Protection & Privacy
We comply with GDPR, CCPA, and other applicable data protection regulations. Customer data is encrypted, securely stored, and processed only for legitimate business purposes with appropriate consent.
Market Conduct
We adhere to fair trading principles and prohibit market manipulation, insider trading, and other abusive practices. Our surveillance systems monitor for suspicious trading patterns and potential market abuse.
Financial Crime Prevention
Our comprehensive financial crime prevention program includes:
- Fraud detection and prevention systems
- Cybersecurity measures and regular audits
- Incident response procedures
- Collaboration with law enforcement agencies
Reporting & Transparency
We maintain transparent operations and regularly report to regulatory authorities. Our compliance team ensures timely submission of required reports and proactive engagement with regulators.
Contact Compliance Team
For compliance-related inquiries, please contact:
compliance@tradechartly.com